About Us

Compliance Advisor Professionals, LLC, appreciates your interest in our firm.  We offer compliance consulting to Investment Advisors.  We are here to guide you through all of your compliance, regulatory and operational questions, as well as provide you with the expertise you need to effectively run your business and meet government regulations.

We provide complete compliance packages, as well as a la carte services, to both large and small investment advisory firms.  To learn more about us, please click on any of our links below for more information. If we can be of further assistance, please do not hesitate to contact us at 508.828.1410 or email us at info@complianceadv.com.  We look forward to working with you.

Our Team     Our Mission     Our Values

"In the ever-changing regulatory environment of the securities industry, it is a necessity to align oneself with a truly competent and reliable compliance service.  We have found that Ellen Bruno and Compliance Advisor Professionals, LLC has allowed our firm the ease of mind of knowing that we are continually meeting our regulatory obligations. Their services are imminent to the well-being of our firm.  The professionalism and courteous manner exhibited by Ellen and her team has proven to be an unquantifiable asset to our group."

David J. Yvars
The David J. Yvars Group, Inc.
President, Senior Portfolio Manager
Valhalla, NY

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